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Compare Securities exclusion forms
| Form | Intent | What it addresses | Qualifications |
|---|---|---|---|
Beazley Insurance Company, Inc.Public Securities Exclusion E16000 052023 ed. Boardroom Protection | Excludes specified claims, investigations or inquiries connected with public securities. | Addresses registration, public sale or listing of company equity securities, certain acquisitions and alleged public-securities-law violations. | Also addresses specified transactions with special purpose acquisition companies. |
Zurich American Insurance CompanySecurities Exclusion Amended (Securities Issued by the Company and Section 11, 12 or 15 Limitations) U-PCNPP-3681DP CW (04/26) Private Management and Company Liability | Replaces the securities exclusion with wording focused on public debt or equity securities issued by the company. | Addresses certain transactions and alleged law violations involving those securities. | Includes stated exceptions for certain exempt private placements, failed offerings and deletion agreed in writing on specified terms. |
Notable clauses
“the registration and/or public sale or public listing of any equity securities issued by the Company”
Beazley Insurance Company, Inc. · Public Securities Exclusion · E16000 052023 ed.
Public securities. The exclusion addresses specified claims, investigations or inquiries connected with those activities.
“any debt or equity securities in a private-placement transaction exempt from registration under the Securities Act of 1933”
Zurich American Insurance Company · Securities Exclusion Amended (Securities Issued by the Company and Section 11, 12 or 15 Limitations) · U-PCNPP-3681DP CW (04/26)
Exempt private placements. The endorsement lists this as an exception to its securities exclusion, subject to the rest of the policy.
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